Compliance Associate

  • Basis:  Full-Time
  • Closing Date:  03 Jan, 2020
  • Job Ref:  KMP-50748

Job Description

Apex is looking for a Compliance Associate to work in our Malta office. Reporting to the Head of Compliance the role will assist with the maintenance of a robust corporate governance and compliance structure. 

The main duties are:

  • Supporting senior staff in monitoring compliance with applicable regulations.
  • Assist the Head of Compliance in maintaining and developing the compliance function and the relevant polices and procedures, including but not exclusively AML procedures.
  • Assist in carrying out the compliance reviews in line with the compliance monitoring programme adopted by the company.
  • Maintain the compliance regulatory calendar up to do date and follow up in relation to the regulatory deadlines.
  • Assist in the upkeep of internal regulatory registers.
  • Assist in the on boarding and on going monitoring of clients.
  • Assist the team in the data analysis and in the preparation of the business risk assessments.
  • Support senior members as required.
  • Any other day-to-day administrative duties as may be required by the team / company.

The qualifications, experience and skills required for this position are:

  • An industry relevant degree (preferable but not essential).
  • Knowledge and understanding of AML/CTF laws and regulations.
  • An ability to work to and meet agreed deadlines.
  • Excellent interpersonal and written communications skills.
  • An understanding of the funds industry would be considered an asset.
  • Proficient in MS Office applications.
  • An ability to work in a team and also on own initiative.